| Russia |
| Formerly an empire
in Europe and western and northern Asia, Russia comprises a territory that
was, for the most part, included in the Union of Soviet Socialist Republics
(USSR) from 1922 to 1991. The term Russia is commonly applied to the Russian
Federation, the largest and most influential of the 15 former constituent
republics of the USSR, and an independent nation since December 25, 1991.
In its strictest sense, the term Russia is used historically to connote
the former Russian Empire. (Even more narrowly, it refers to the land of
the Great Russians, the chief ethnic component of the Russian Federation.)
In this section, references to Russia dated before 1917 use the narrower
definitions mentioned above; references after December 25, 1991, refer to
the independent nation of Russia. At its greatest extent, in 1914, the Russian Empire included about 22 million sq km (about 8.5 million sq mi), an estimated one-sixth of the land area of the earth, divided into four general regions: Russia proper, comprising the easternmost part of Europe and including the Grand Duchy of Finland and most of Poland; the Caucasus; all of northern Asia, or Siberia; and Russian Central Asia, divided into the regions of the Steppes, in the southwest, and Western Turkistan, in the southeast. Origins of the Russian People During the pre-Christian era the vast territory that became Russia was sparsely inhabited by groups of nomadic tribes, many of which were described by Greek and Roman writers. The largely unknown north, a region of extensive forests, was inhabited by tribes later known collectively as Slavs, the ancestors of the modern Russian people. Far more important was the south, where the indeterminate region known as Scythia was occupied by a succession of Asian peoples, including, chronologically, the Cimmerians, Scythians, and Sarmatians. In these early times, Greek traders and colonists established many trading posts and settlements, particularly along the north coast of the Black Sea and in Crimea. Invasions by Early Inhabitants Migratory movements by exterior peoples were facilitated by the stretches of open plain. Such migrations resulted in successive invasions, the establishment of settlements, and the assimilation of new ethnological elements. Thus, in the early centuries of the Christian era, the Asian peoples of Scythia were displaced by the Goths, who established an Ostrogothic kingdom on the Black Sea. In the 4th century AD the invading Huns conquered and thereafter expelled the Goths, destroying Scythia. The Huns held the territory constituting present-day Ukraine and the region of Bessarabiya (now mostly within Moldova) until their defeat in western Europe in 451. Later came the Avars, followed by the Magyars, and the Khazars, who remained influential until about the mid-10th century. Meanwhile, during this long period of successive invasions, the Slavic tribes dwelling northeast of the Carpathian Mountains had begun a series of migratory movements. As these migrations took place, the western tribes eventually evolved as the Moravians, Poles, Czechs, and Slovaks; the southern tribes as the Serbs, Croats, Slovenes, and the slavicized Bulgars; and the eastern tribes as the modern Russians, Ukrainians, and Belarusians. The Eastern Slavs became renowned traders, and the systems of rivers and waterways extending through the territory from the Valdai Hills facilitated the establishment of Slav trading posts, notably the cities of Kiev (now Kyiv), in the south, and Novgorod, in the north. The Valdai Hills region in northwestern Russia is the high point of the eastern European plain and the source of most of its rivers. The easy portages in this region allowed the transport of goods from the Baltic to the Black Sea. Most of the expansion and migratory movements of the Eastern Slavs were from the Valdai Hills. Control of this strategic region was an important element in the Russian domination of eastern Europe. The House of Rurik The political organization of the Eastern Slavs was still largely tribal; they had created no unified system through which their constant tribal conflicts could be resolved. According to Russian tradition recorded in the Primary Chronicle, the chief source of much of early Russian history, internal dissension and feuds among the Eastern Slavs around Novgorod became so violent that they voluntarily chose to call upon a foreign prince who could unite them into one strong state. Their choice was Rurik, or Ryurik, a Scandinavian chief, who in 862 became ruler of Novgorod. Two other Scandinavians, Dir and Askold, possibly legendary figures, gained control of Kiev. From the Scandinavians, called Varangians, or Rus, came the name Rossiya, or Russia, meaning "land of the Rus." (It is debated, however, whether Rus is derived from ruotsi, the Finnish name for the Swedes, or from Rukhs-As, from the name of an Alanic tribe of southern Russia.) The establishment of Rurik and the dynasty he founded initiated a period of internal consolidation, expansion of Slav territory, and the spread of the Slavic people, notably toward the northeast and northwest, where the native Finnic strains were largely absorbed or replaced by Slavs. Oleg and Svyatoslav Rurik was succeeded in 879 by his son Igor, a child for whom Oleg, Rurik's kinsman, ruled as regent. Prince Oleg, realizing the value of the Kiev region, had the Varangian rulers of that city killed in 882 and then united the two centers, establishing his capital at Kiev. He extended Russian rule considerably, subduing neighboring tribes, and he led his raiders as far south as Constantinople (present-day Istanbul), where he concluded a commercial treaty with Byzantium in 911, the first authentically dated event in Russian history. From that time Russian cultural and trade relations with the Byzantine Empire became continually closer. Igor assumed power in 912, and in 945 he was succeeded by his widow, Olga, who became a Christian in 955. In 964 Olga abdicated in favor of her son, Svyatoslav, the first prince of the house of Rurik to bear a Slav name. With his government centered in Kiev, which rose to a preeminent position among Russian cities, Svyatoslav, who was a great military leader, devoted himself to strengthening the Russian position in the south. He led his troops against the Khazars in the southeast; against the Pechenegs, a warlike, nomadic tribe of the Black Sea steppes; and against the Bulgars. Svyatoslav built a great empire, and commerce and crafts increased under his reign. Vladimir the Great The empire was divided among the prince's three sons, causing dynastic conflicts that were ended in 980, when the youngest son, Vladimir I (see Vladimir, Saint), later known as Vladimir the Great, became sole ruler. The most significant event of his reign was his conversion to Byzantine Christianity in 988 and the institution of that religion as the official religion of the Russian people. After casting off his several pagan wives, he married Anne, sister of the Byzantine emperor Basil II. From its inception, the Russian Orthodox Church differed from its Byzantine parent. Services were offered in liturgical Slavonic, and the church enjoyed a large measure of autonomy, even though it remained under the canonical authority of the patriarch of Constantinople and the Russian ruler was in fact its supreme head. Monasteries and churches were built in Byzantine style, however, and Byzantine culture ultimately became the predominant influence in such fields as architecture, art, and music. Yaroslav the Wise Upon the death of Vladimir in 1015, his dominions were divided among his sons, and strife immediately developed. Vladimir's eldest son, Svyatopolk, called The Accursed (reigned 1015, 1018-1019), held the supreme power and, to secure his position, murdered his brothers Boris and Gleb. Svyatopolk was, in turn, defeated and deposed by his brother Yaroslav the Wise, prince of Novgorod. Yaroslav attempted to recreate the empire of his grandfather, Svyatoslav, and by 1036 had succeeded in making himself ruler of all Russia. With him, the Kievan Rus state reached its greatest power. Yaroslav made Kiev an imperial capital with magnificent buildings, including the notable Hagia Sophia of Kiev (Cathedral of the Holy Wisdom). Schools were opened, and the grand duke revised the first Russian law code, the Russkaya Pravda (Russian Truth). To consolidate the position of his heirs, Yaroslav devised a system of precedence, grading the various principalities from the smallest to Kiev, the most powerful, so that, as a grand duke of Kiev died, each vassal below him was moved to a larger principality, ending with the throne of Kiev. The Decline of Kievan Rus Although this unique pattern of precedence was nominally practiced, Yaroslav's death in 1054 signaled the decline of Kievan Rus. His sons shared the empire, and each prince tended to divide his lands among his own sons. Kievan Rus became a group of petty states almost continuously at war with one another. One final attempt was made to unite Kievan Rus by Yaroslav's grandson, Vladimir II Monomachus, but his death in 1125 ended efforts to form an alliance, and the fragmentation continued. Other Kievan Rus principalities challenged Kiev's supremacy, particularly Galicia and Volhynia in the west; Suzdal', in the upper and central parts of the Volga basin; Chernigov and Novgorod-Severskiy, in the Desna basin; Polatsk, which included the basins of the Daugava (also known as Western Dvina) and the Beresina; Smolensk, occupying the upper parts of the basin of the Daugava and the Dnieper; and Novgorod, by far the largest, occupying the land bounded by the Gulf of Finland, Lake Peipus, the upper reaches of the Volga, the White Sea, and the Northern Dvina River. The decline of Kiev was due in part to loss of trade following the sack of Constantinople by the Crusaders in 1204 and the consequent migration of the people of Kiev to the north. Novgorod became a flourishing commercial state, which rose to a dominant position and in the 13th century was made the site of a major factory of the Hanseatic League. Kiev also lost its importance as the great national and cultural center, its place taken by the cities of Suzdal', Vladimir, and, ultimately, Moscow. The East Slavic lands became a loose federation of city-states, held together by a common language, religion, traditions, and customs and ruled by members of the multitudinous house of Rurik, usually at war with one another. Difficulties resulted also from depredations on the frontiers. In the west the Poles, Lithuanians, and the Teutonic Knights encroached on East Slavic territory. In the south it was constantly raided by the Polovtzy nomads; one of these raids was the subject of the Russian epic The Lay of Igor's Host. The Mongol Invasion In the early 13th century a greater danger than any of these menaced Russia from the east. In 1223 the Mongol armies of Genghis Khan appeared in the southeast. The Polovtzy sent for help to the Russian princes, who came to their aid against this common, greater foe. In 1223, in the Battle of the Kalka River (now Kal'mius River), the Polovtzy-Russian coalition was completely routed. After their victory, however, the Mongols were recalled to Asia by the khan and retreated as rapidly as they had come. For 12 years, they made no move in the direction of Russia. Then, in 1237, Batu Khan, grandson of Genghis Khan, led the Mongols back to eastern Russia. On their northward march they captured and destroyed most of the major cities in the Vladimir-Suzdal' region. The Mongol sweep was halted by the difficult terrain of the forests and swamps south of Novgorod, and Batu Khan was forced to change the direction of his armies. In 1240 he swept over the southwest, destroying Kiev after a desperate defense by that city. The Tatars ravaged Poland and Hungary and progressed as far east as Moravia. In 1242 Batu established his capital at Sarai on the lower Volga (near modern Volgograd), and founded the khanate known as the Golden Horde, which was virtually independent of the Mongol Empire. Ethnic Changes In addition to the havoc it created in Russia, the Mongol invasion was determinative in later Russian history. Tatar control destroyed the elements of self-government by representative assembly that had developed in some Russian cities, arrested the progress of industry and culture, and kept Russia more than two centuries behind the countries of western Europe. Tatar customs, law, and government made their influence felt. The region of Kiev was largely depopulated because of massacres and because much of the Russian population had fled west to escape the Mongol advance. One group, culturally influenced by the Poles and Lithuanians, eventually became known as Belarussians, or White Russians. A second group, formed of the Slavic population from the region of Kiev and adjacent regions, became known as Little Russians, or Malorussians. The region of Kiev, influenced by foreign languages and customs that were superimposed on the traditions of the old Rus, came to be called Ukraine. In northern Russia, the inhabitants became the principal group of Russian Slavs known as the Great Russians, modified principally by various branches of the Finno-Ugrian population. Tribute to the Khanate Although the Mongols did not attack Novgorod, northwestern Russia was menaced by invaders from the west at the same time. The Swedes descended from the Baltic and sought to penetrate the territories of Novgorod. In 1240 a Swedish army landed on the banks of the Neva, and Prince Alexander Yaroslavevich led a Russian army to meet them. The prince so completely defeated the Swedes that he was thenceforth known as Alexander Nevsky, meaning "of the Neva." Two years later the Teutonic Knights, a religious military order, advanced from the west. Alexander led his troops to meet the Germans, crossing the frozen Lake Peipus, and routed them. Faced with continuing danger in the west, Alexander, rather than risk invasion from the south, adopted a policy of loyal submission to the Golden Horde and conciliation with the khan. In 1246 Alexander succeeded his father as grand prince of Novgorod and in 1252 was invested by the khan as grand prince of Vladimir and Suzdal'. Most of the Russian princes followed Alexander's example, paying tribute and considering themselves vassals of the Tatar rule. The Growing Importance of Moscow The town of Moscow, in the principality of Vladimir, occupied an exceedingly favorable geographical position in the center of Russia and on the principal trade routes. In 1263 Alexander Nevsky gave Moscow to his younger son, Daniel, progenitor of a line of powerful Muscovite dukes. These rulers were astute men who worked closely with the khans. As Mongol favorites they gradually extended their lands by annexing surrounding territories. In 1328 Daniel's son, Ivan I, became duke of Muscovy. He seems to have influenced the metropolitan of the Russian church to take up residence in Moscow. Thus, given the sanction of the church, the Muscovite dukes began to organize a new Russian state, with themselves as rulers. Beginning with Ivan, the dukes of Muscovy styled themselves princes "of all Russia." In the mid-14th century internal dissensions weakened the power of the Golden Horde. Taking advantage of this weakness, the grand duke Dmitry Donskoy made the first successful revolt against the Mongols. In 1380 his important victory over the Mongols at Kukikovo, on the banks of the Don River, gave him his surname Donskoy ("of the Don") and marked the turning point of Mongol power. Muscovite strength grew steadily thereafter. The Expansion of Muscovy Constantinople fell to the Ottoman Turks in 1453, and the Russian Orthodox church thereafter considered Moscow the "third Rome," successor to Constantinople and the center of Christian Orthodoxy. The two-headed eagle of Byzantium was incorporated into the Muscovite arms and regarded as the symbol of Holy Russia. A large factor in this investiture of Moscow as a holy, imperial city was the marriage of the grand duke Ivan III Vasilyevich to Zoë Sophia, niece of the last Byzantine emperor. The grand duke began to regard himself as the czar, the autocratic sovereign, rather than the head of the nobility. He added to Muscovy the states of Novgorod in 1478 and Tver' in 1485. In 1480, taking advantage of strife among the Mongols, which had divided the Golden Horde into several separate khanates, he refused to pay the annual tribute. The Mongols were too disorganized to enforce payment, and the date is regarded as the end of Tatar domination. Once free of Tatar rule, Ivan turned his attention to the western part of the former Kievan Rus state, then controlled by Lithuania and Poland. He invaded Lithuanian territory in 1492 and 1500; at the end of hostilities in 1503 Moscow controlled many of the borderlands. Ivan's son and successor, Basil III Ivanovich, followed his father's aggressive policy of expansion to the west; he annexed Pskov in 1510, captured Smolensk in 1514, and absorbed the nominally independent grand duchy of Ryazan' in 1521. Russian policy thus became, externally, the continued territorial aggrandizement of Muscovy and, internally, the formalization of autocratic rule with concomitant social change. Ivan the Terrible Ivan IV Vasilyevich, called The Terrible, became ruler in 1533 at the age of three, and during his long minority the state was continually torn by a struggle for dominance among the boyar, or noble, class. In 1547 Ivan assumed the throne and became the first Muscovite grand duke to be formally crowned as czar; in the same year he married Anastasia Romanovna, a member of the Romanov family. Ivan opposed the old nobility because of the strife that had disrupted his childhood, and in 1549 he called the first Zemsky Sobor, an irregular national assembly, representing all classes of Russian society except the peasants. His aim was to consolidate his autocratic position by weakening the power of the boyars and the church. In December 1564, Ivan left Moscow and announced that he had abdicated; the following January he agreed to resume the throne after receiving absolute powers. Returning to Moscow, he seized half of Muscovy as his personal property. This territory, called the oprichnina, was a separate administrative unit ruled directly by the czar. Ivan distributed it among his supporters as rewards for military and personal service, thereby establishing a new service corps called oprichniki. In return for the land, the oprichniki acted as Ivan's personal police force. When the boyars, resentful of their diminishing power, plotted against him, Ivan resorted to torture, exile, and execution to repress them. In 1552 Muscovite armies conquered and annexed the Tatar kingdom of Kazan'; Astrakhan became a Russian territory in 1556. The pacification of the southern and eastern frontiers opened the eastern territories to Russian colonization. Muscovy borderlands were increasingly settled by warlike adventurers known as cossacks, many of them runaway peasants. They were concentrated particularly in the Don River basin and around the lower Volga. Some cossacks went farther north, and in 1581 the cossack hetman (leader) Yermak Timofeyevich led an expedition east across the Ural Mountains for the wealthy Stroganov family. Ivan warned Yermak against stirring up the wild tribesmen of the area but forgave him when, in 1581, he brought most of the Ob' River basin under Russian rule, thus beginning the conquest of Siberia. In the west, Ivan led his forces to the Baltic Sea and for a time held Livonia. By the time of his death, however, he had lost all his western conquests. Ivan concluded several trade treaties with England. He also imported many foreign technical and professional experts, a practice continued throughout the history of the Russian monarchy. Although Ivan's name is perpetuated as The Terrible for the savage cruelty and excesses of his later reign, he founded a strong Russian state and set the pattern for supreme czarist rule. Boris Godunov Ivan's son, Fyodor I, was sickly and feeble-minded, and during his reign (1584-1598) he was dominated by his brother-in-law, the boyar Boris Godunov. Directed by Boris, the Russian state continued to increase in wealth and prestige. The discontent of the peasants was augmented in 1597, however, by a law binding the serfs to the soil and legalizing serfdom. In 1598, when Fyodor died childless, ending the house of Rurik, Boris was elected czar by a Zemsky Sobor (National Assembly). Although he ruled with ability, his hold on the throne was uneasy because of the widely held belief that he had murdered Dmitry Ivanovich, a son and legal heir of Ivan the Terrible. Dmitry's mysterious death in 1591 made possible the subsequent appearance of pretenders to his name and ranks, inaugurating a period of unrest and revolt that was known as the Smutnoye Vremya (Time of Troubles). Time of Troubles In 1604 a pretender to the throne calling himself Dmitry I, and known as the False Dmitry, gained the support of some Polish and Lithuanian nobles and the cossacks. Three months after the death of Boris in 1605, Dmitry I entered Moscow and was crowned czar. He was a conscientious and able ruler, but he displeased the boyars, who had hoped for a revival of their power. They revolted, murdered the czar, and elevated Prince Basil Shuysky to the throne. This move was opposed by the cossacks and rebellious peasants, who chafed under oppressive serf laws and feared the severity of boyar rule. They rose in southern Russia and joined a second pretender, Dmitry II, who was already advancing on Moscow. At the same time King Zygmunt III of Poland, himself desirous of the Russian throne, invaded from the west, and Sweden, at the request of Basil, sent armed support for the boyar czar. After a long period of fighting and intrigue Basil was deposed in 1610, and the throne was left vacant. Some boyars advanced the candidacy of Wladislaw, the son of Zygmunt, and a Polish army entered Moscow, setting itself up as Russian authority. The entire country then fell into a state of anarchy. The situation was at last resolved by the initiative of Kuzma Minin, a Nizhniy Novgorod butcher, who succeeded in raising a national army in northeast Russia. Under Prince Dmitry Mikhailovich Pozharsky, who gained the help of some cossacks, this army marched on Moscow and in 1612 expelled the Poles. In 1613 a Zemsky Sobor, representing the chief towns and the church, elected Michael Romanov, great-nephew of Anastasia Romanovna, as czar. Michael thus founded the ruling house of Romanov. Romanov Rule Although social discontent had been one of the primary characteristics of the period known as the Time of Troubles, no real reforms ensued. The greatest effects of the chaotic period were the irreparable ruin of the old boyar nobility and the rise in power of the small landed nobility. Under the first two Romanovs, Michael and his son, Alexis I, who succeeded as czar in 1645, new laws gave the noble landlords more power over serfs. A law code adopted in 1649 only increased the number of refugee serfs, many of whom fled to the cossack settlements along the lower Volga, Dnieper, and Don rivers. In 1670, under the leadership of a Don cossack hetman, Stenka (Stephen) Razin, a great agrarian revolt began in southeastern Russia; it was quelled with great difficulty by the czar's troops a year later. This first major peasant revolt set the pattern for later uprisings by the serfs, who directed their anger at the landed nobility who enslaved them, rather than at the czar. Russia, meanwhile, was advancing to the status of a European power, and in the urban centers influences from western Europe were at last penetrating the isolation caused by the Mongol invasion. Reform in the traditional viewpoints and practices of Moscow was required to form a base for cultural reconciliation with its former territories, regained from Poland and Lithuania. In 1654 the cossacks of the Ukraine, rebelling from Polish rule, offered their allegiance to Czar Alexis. In the resulting war with Poland (1654-1667) Russia was victorious, regaining Smolensk (lost in 1611) as well as the eastern Ukraine, including Kiev. The reincorporation of the Ukraine hastened reforms in the ritual of the Russian church. The Ukraine was a metropolitan district of the patriarchate of Constantinople and, in order to integrate western Russia with Moscow, the Ukrainian church had to be induced to accept the Moscow patriarch. The Russian religious leader Nikon, then patriarch of Russia (1652-1658), introduced reforms into the Russian ritual that caused a great schism, as many of the Russian clergy and laity refused to abandon their centuries-old ritual. At a church council in 1667 the traditionalist dissenters, or Raskolniki, were declared schismatics. Thus, millions of so-called Old Believers found themselves excluded from full participation in Russian life. Alexis was succeeded by his son, Fyodor III, under whom Russia successfully fought its first war against the Ottoman Empire. On Fyodor's death in 1682 his half brother, Peter the Great, was named czar (Peter I), but Peter's older half sister, Sophia Alekseyevna, succeeded in having her own brother, the weak-minded Ivan V, declared senior co-ruler, with herself as regent. After an attempt to deprive Peter of his right to the throne and, this failing, to assassinate both him and his mother, Sophia was forced to resign all power in 1689. The Russian Empire The accession of Peter I to the czardom in 1682 marked the beginning of a period during which Russia became a major European power. Peter the Great Peter was greatly attracted by the culture of Western Europe, particularly that of Prussia. In 1697 he led a technical and diplomatic mission to the West; he was absent from Russia for 18 months. Peter attempted, by decrees and forced reforms, to transform the traditional society of Moscow into a Western one and to make Russia a major power in Europe. He decreed the reorganization of the Russian army and navy, government, and social classes along Western lines. By direct orders, he encouraged the development of Russian industry and trade, technical training, education, and the sciences. Moreover, during his reign Russia began a series of great territorial acquisitions. Peter's greatest military campaigns were in the west, and his principal conflict, the Great Northern War (1700-1721), was with the strongest Baltic power of the time, Sweden. Control of the Baltic Sea was necessary for the creation of a great navy and the expansion of Russian foreign trade. Peter's forces were badly defeated by the Swedes at Narva (now in Estonia) in 1700. The Swedes, however, did not pursue the Russians, thus enabling Peter to reorganize his forces and attack Swedish bases in Livonia. In 1703 Peter began construction of his new capital city of Saint Petersburg on territory taken from Sweden; the government moved there from Moscow in 1714. The Russian army crushed the Swedes at Poltava, in 1709, and Russia gained supremacy in the Baltic. By the terms of the Treaty of Nystad (August 30, 1721), Russia acquired Livonia, Estonia, Ingria, part of Karelia, and several Baltic islands. With Russian dominance in northern Europe, the Byzantine conception of the czar was exchanged for the Latin conception and title of emperor; when Peter was formally proclaimed emperor in 1721, the Muscovite state became the Russian Empire. Peter's Successors Peter's strong rule was followed by a period of weakness on the throne. His son, Alexis, had been charged with treason and died in prison in 1718, probably from torture. The throne went to Peter's second wife, Catherine I. After her death in 1727 it passed to a succession of rulers as a result of intrigues and coups, often engineered by the palace guards. Peter II, the son of Alexis, was chosen emperor after Catherine; he was succeeded in 1730 by Anna Ivanovna, daughter of Ivan V. Anna, a duchess of Courland, filled the court with her Prussian favorites and ruled as a despot. She was succeeded by Ivan VI, an eight-week-old grandnephew. A palace conspiracy the next year placed Elizabeth Petrovna, youngest daughter of Peter the Great, on the throne. Under her rule (1741-1762) a national revival took place. In a war with Sweden (1741-1743) Russia gained a portion of Finland. The empress also joined Austria and France in the Seven Years' War (1756-1763) against Prussia. Her nephew and successor, Peter III, was an admirer of King Frederick II of Prussia, and at his accession in 1762 concluded a separate peace with Frederick. Peter was swiftly deposed and murdered in the same year. His wife, a German princess by birth, ascended the throne as Catherine II; she became known as Catherine the Great. Catherine the Great Catherine was the first of the successors of Peter the Great to understand and further his policies. With striking success, she carried out ambitious plans for Russian expansion. Her campaigns took two main directions. First, she turned her armies against the Ottoman Empire in order to acquire warm-water Black Sea ports necessary for Russian commerce. In the Russo-Turkish War of 1768 to 1774, Russia acquired territory in Crimea, and the Tatar Crimea region was annexed to the Russian Empire in 1783. In the Russo-Turkish War of 1787 to 1792 Russia acquired all the territory west to the Dniester River, including the Black Sea port of Ochakov. The second phase of Catherine's wars dealt with territories in the west; here, as a result of the three partitions of Poland (1772, 1793, 1795), Russia gained 468,000 sq km (180,000 sq mi) of land with about 6 million inhabitants. Catherine's domestic policies echoed the Westernization of Peter's reign. She chose French culture as a guide and, for a time, appeared to be interested in the liberal theories espoused by such French writers as Voltaire. In 1767 Catherine issued an outline of proposed legal and administrative reforms, particularly in regard to serfs, but they were not carried out because of the opposition of the nobility. Her own opposition was stirred by a cossack and peasant uprising led by the cossack Emel'ian Pugachev. The rebellion was suppressed in late 1774, and Pugachev was executed in early 1775. Catherine, instead of relaxing the oppressive serf laws, strengthened them. After the beginning of the French Revolution in 1789, the empress discarded her liberal views entirely. Paul I and Alexander I Catherine was succeeded in 1796 by her son Paul I. He inaugurated some reforms in the treatment of serfs, limiting their obligatory work for landowners to three days a week. In foreign affairs he joined Austria, Great Britain, Naples, and the Ottoman Empire in the Second Coalition against France. A despotic and unbalanced ruler, he was assassinated in his palace in 1801 by a conspiracy that was led by the nobility. His son, Alexander I, had been Catherine's favorite grandson. Imbued with the liberal policies of her early reign and educated by the Swiss thinker Frédéric César de La Harpe, Alexander began his reign by granting amnesty to political prisoners, projecting a constitution for the empire, and repealing many of his father's restrictive measures. His advanced domestic policies, however, were soon abandoned because of involvement in foreign wars. In 1805 Russia joined Great Britain, Austria, and Sweden in the Third Coalition against Napoleon I. After French armies crushed Prussia in the Battle of Jena on October 14, 1806 and defeated Russia at Friedland on June 14, 1807, Alexander reversed himself and allied Russia with France by the Treaty of Tilsit (1807). By this agreement Alexander, in return for helping France against Great Britain, was allowed freedom of action against Sweden and Turkey. After the Russo-Turkish War of 1806 to 1812, Russia received Bessarabiya from Turkey. The Russo-Swedish War of 1808 and 1809 ended with Russian acquisition of the Åland Islands and all of Finland. In 1813, as a result of war with Iran following the Russian annexation of Georgia in 1801, Russia also acquired Dagestan and other areas. Meanwhile, relations with France had deteriorated, and in 1812 Napoleon invaded Russia. The campaign was a disaster for the French emperor. His troops entered Moscow on September 14, but the city was burned by the Russians, and the French were forced to fall back in a retreat which became a rout, exposed to hunger, cold, and constant guerrilla attacks in a country devastated by the Russian "scorched-earth" policy. After the French retreat from Moscow, Alexander became a central figure in the alliance that accomplished the overthrow of Napoleon. In 1815, at the Congress of Vienna, most of the duchy of Warsaw was awarded to Russia. Although the last decade of Alexander's reign was marked by reaction and repressive measures, closer intellectual intercourse between Western Europe and Russia resulted in much liberalization of political views among the Russian intelligentsia, particularly students, the upper middle class, and the younger landed nobility. Viewing Russia as a despotic state with an intricate, corrupt bureaucracy, little concerned with the oppressed masses, they began to form secret political societies, thus initiating the revolutionary movement. Nicholas I After Alexander's death in 1825 without issue, the throne passed to his youngest brother, Nicholas I. Taking advantage of some uncertainty regarding the succession, a group of young officers organized the Decembrist revolt in an effort to form a constitutional monarchy, or even a republic (see Decembrists). Nicholas promptly suppressed the revolt and increased discontent by decreeing further reactionary measures, including a new secret police to compel complete obedience to the emperor, strict censorship of all publications, and removal of all material regarded as politically dangerous from school texts and curricula. After the Revolutions of 1848 that occurred throughout Europe, Nicholas began a vigorous campaign against liberal ideas in education and in intellectual circles in general. University chairs of history and philosophy were abolished as potentially dangerous, and student bodies were reduced to 300 in each university. Numerous writers were arrested; some were exiled, among them the novelist Fyodor Dostoyevsky, and sentenced to hard labor. Nicholas also made some efforts to expand the empire. This expansion took three directions: southwest toward the Mediterranean, involving interference in the Balkan provinces of Turkey; south into the Caucasus and Central Asia; and east to the Pacific Ocean. A war with Iran began in 1826 and ended two years later with the Russian acquisition of part of Armenia, including the strategic city of Yerevan. At the same time Nicholas espoused the cause of the Greek revolutionists, and a Russian fleet joined the British and French vessels that destroyed the Turkish fleet in the Battle of Navarino on October 20, 1827. In the resulting Russo-Turkish War of 1828 and 1829, Turkey was defeated. The Treaty of Adrianople (September 14, 1829) gave Russia suzerainty over the peoples of the Caucasus and the emperor a protectorate over Moldavia and Walachia, with rights of interference. A major Polish revolt against Russian rule began in 1830. Polish nationalists expelled their Russian governor and organized a provisional government. Russian troops forced the capitulation of the rebel leaders in a year. As a result, scarcely any autonomy was left to Poland. Increasing Russian power in the Middle East was regarded as a threat by other European powers, particularly after Russian forces appeared in the Dardanelles by agreement with Turkey in 1833. Great Britain, France, Prussia, and Austria formed a bloc to circumvent Russian plans for eventual mastery of Constantinople. In 1853, after Nicholas invaded the Danubian principalities, Turkey declared war on Russia. In the Crimean War (1853-1856) that followed, Russia was faced by British, French, and Sardinian, as well as Turkish, troops and was utterly defeated. Alexander II Nicholas died in 1855, and peace was concluded a year later by his son, Alexander II. Russia was compelled to relinquish Kars and part of Bessarabiya, the Black Sea was neutralized, and the Russian protectorate over the Danubian principalities was abolished. This setback in the southwest, however, had little effect on the Russian advance to the Pacific Ocean and toward the Persian Gulf. In 1850 a Russian settlement was established on the estuary of the Amur River, and the northern half of the island of Sakhalin was occupied in 1855. Three years later the entire Amur region and the coast south to the city of Vladivostok (founded in 1860) was annexed. In Central Asia the empire was extended almost to the border of India, with the annexations of Toshkent (1865), Bokhara (1866), Samarqand (1868), Khiva (1873), and Qùqon (Kokand) (1876). Merv (now Mary) was annexed in 1884, three years after Alexander's death. Domestically, Alexander's reign was an era of reform, necessary after the debacle of the Crimean War. In 1861 he decreed the emancipation of the serfs. This necessitated a reform of local government, and in 1864 Zemstvos, or district assemblies, were introduced to deal with local problems such as education, public welfare, and health services. The judicial system was revised and trial by jury instituted for serious criminal offenses. The emperor refused, however, to countenance a constitution or the organization of a representative assembly. Revolutionary movements increased and adopted definite policies and aims. One prominent group advocated nihilism, which aimed to tear down the basis of the existing society and build a new one on its ruins. The narodniki, a populist movement, worked for a peasant uprising. Revolutionaries were also prominent in Poland, and in 1863 the Poles rose in a second major rebellion against Russia. After it was quelled, Poland was deprived of the last vestiges of its autonomy and was extensively Russified. Russia resumed its aggressive attitude toward Turkey after 1871. The overthrow of Napoleon III, a principal opponent of Russian interference in the Balkans, enabled Russia to widen its sphere of influence there. When Serbia and Montenegro revolted against Turkey in 1876, Russia intervened on their behalf. After the Russo-Turkish War of 1877 and 1878, Alexander obtained major concessions from Turkey, but these were largely negated by a conference of the European powers at Berlin, fearful of Russian domination of the Dardanelles. The End of the Empire The essential failure of the war increased popular discontent with the government. Alexander II was assassinated in 1881 by a bomb thrown by a revolutionist. Alexander III Alexander II's son, Alexander III, instituted rigid censorship and police supervision of intellectual activities. The power of the Zemstvos was drastically curbed, and Russification programs were forced upon the many racial minorities within the empire. The oppression of Jews was particularly severe. They were forced to live in certain areas, not permitted to enter specific professions, and killed in great numbers (see Pogrom). Revolutionary propaganda was eagerly accepted by Russian factory workers, and Marxist theories found many supporters. An intensified program of industrialization resulted in a great increase in the number of workers. Such industrialized cities as St. Petersburg and Moscow became notorious for the miserable working and living conditions of factory laborers. An underground revolutionary movement soon developed among the workers. Nicholas II Nicholas II, eldest son of Alexander III, ascended the throne in 1894. Although well-intentioned, he was a weak ruler, easily dominated by others and a firm believer in the autocratic principles taught him by his father. His wife, Alexandra, bore him four daughters and a son, Alexis, who suffered from hemophilia. In their vain attempts to effect a cure for him, Nicholas and Alexandra became prey to quacks and religious fanatics, notably the Siberian monk Grigory Yefimovich Rasputin. Autocracy, oppression, and police control increased under Nicholas. They were met by an upsurge of terrorist acts. From outside Russia revolutionary leaders, including notably Vladimir Lenin, directed the Socialist movement. In foreign affairs, Russian interests in Manchuria were opposed to those of the expanding Japanese Empire, and the resulting friction led to a Japanese attack on February 8, 1904. The Revolution of 1905 Needing popular support for the prosecution of the war with Japan, the government permitted a congress of Zemstvos to meet in St. Petersburg in November 1904. When the demands of the congress for reform went unheeded by the government, they were adopted by Socialist groups. A demonstration was called by labor leaders. On January 22, 1905, thousands of people led by Georgy Apollonovich Gapon, a revolutionary priest, marched to the Winter Palace to present their demands. They were fired on by imperial troops; hundreds were killed and wounded on that Bloody Sunday. The massacre was the signal for a revolution. Strikes and riots began throughout the industrialized sections of Russia. The rush of events, combined with continued disaster in the war, influenced the government to make concessions. The emperor promised a representative assembly, or Duma. He issued decrees granting freedom of worship to Old Believers (April 29) and more liberty for Poland (May 16). The tide of revolution could not be halted, however. Soldiers and sailors mutinied, and on October 13, a soviet, or council of workers' delegates, was formed at St. Petersburg to lead a general strike. The strike was accompanied by uprisings of nationalist groups, peasant unrest, and turmoil throughout the empire. To this was added the complete defeat of Russia in the war with Japan. The government threw troops against the revolutionists and gave support to the conservative groups that were opposed to the radical workers' soviets. The arrest of the St. Petersburg soviet in December brought about a violent worker's rebellion in Moscow, which was quelled by army troops. By the beginning of 1906, the government was again in control. The Dumas The first Duma was scheduled to meet in May 1906. Before the meeting, however, the government announced the Fundamental Laws, which reserved autocratic powers for the emperor. When the Duma demanded vigorous reform, it was dissolved after two months. A second Duma met in 1907, and it was also dissolved. The revolutionary movement again began to mount. It was met by repression, directed particularly against minorities. Meanwhile, conservative and moderate reform movements began to cooperate with the government and became the dominant influence in the third Duma, which enacted various moderate reform measures. World War I The outbreak of World War I in 1914 put a temporary halt to the revolutionary activities of the radicals. The war was directly precipitated when Russia refused to stand aside while Austria invaded Serbia after the assassination of Archduke Francis Ferdinand of Austria at Sarajevo on June 28, 1914. The fourth Duma was then in session, and it rallied popular support to the government. By the end of 1914 severe reverses had been inflicted on the Russian army, notably in East Prussia. The reverses increased in 1915 and, except for temporary victories, the defeat began to assume the proportions of Crimean and Japanese disasters. Lack of supplies and transport, and the inefficiency of military leaders, disheartened the troops. Desertions mounted, and the war became unpopular throughout Russia. Moreover, repression and corruption in the government continued. The emperor was dominated by his German-born wife, Alexandra, who was distrusted by the Russians and largely under the control of Rasputin. Rasputin became the chief influence in the empire, controlling even military decisions. His conduct was so resented that in December 1916, a group of aristocrats, including members of the imperial family, murdered him. Revolutionary agitation increased, and in February 1917, riots began in Moscow. When troops were ordered to fire upon the rioters, they instead joined them. Demands for changes in the government finally resulted in the abdication of Nicholas II and his son on March 15, leaving the administration to a Provisional Government organized by the fourth Duma. The abdications ended the Russian Empire. Russian Revolution and the Soviet Era For information about the Russian Revolution, see Russian Revolution. For the history of Russia after the Russian Revolution and before its independence in 1991, see Union of Soviet Socialist Republics. Russia Since Independence Shortly after the dissolution of the USSR in 1991, a power struggle emerged between conservative and reformist forces in Russia. President Boris Yeltsin, who was elected in June 1991 by popular vote, originally was granted sweeping powers by the Congress of the People's Deputies (CPD), one of the two legislative bodies that existed under the 1978 constitution. Yeltsin used his powers to initiate a program of sweeping economic reform and to establish a network of regional appointees in order to bypass local legislatures dominated by neo-Communists. Conservatives, led by Supreme Soviet Chairman Ruslan Khasbulatov, sought to reduce Yeltsin's powers after he launched a campaign of radical economic reform in early 1992. At a meeting of the CPD in December 1992, Acting Prime Minister Yegor Gaidar, the chief architect of the government's plan for economic reform, was replaced by Viktor Chernomyrdin, a longtime member of the Communist Party of the Soviet Union (CPSU) and the minister of the Gas Industry of the USSR. The CPD also rescinded several powers granted to Yeltsin, including control over local administrators. That same month the Constitutional Court limited Yeltsin's ban on the CPSU to the national organization, effectively legalizing the Communist Party in Russia. Yeltsin protested the reduction of his powers, and an agreement was reached with the CPD at the end of 1992 to hold a popular referendum on a new constitution. Conservatives in local and national legislative bodies resisted the organization of a national referendum, however, prompting Yeltsin to declare emergency presidential rule on March 20, 1993. Yeltsin's announcement of emergency rule was condemned by Constitutional Court Chairperson Valeriy Zorkin, Khasbulatov, Vice President Aleksandr Rutskoy, and others. Both sides subsequently modified their positions: Yeltsin never formally issued a decree on emergency rule, and conservatives allowed the referendum to take place on April 25, 1993. Yeltsin scored a resounding victory at the polls, but the referendum failed to resolve the power struggle. In September 1993 Yeltsin removed Rutskoy as vice president on charges of corruption, an action opposed by the parliament. In the same month Yeltsin issued a decree dissolving parliament, due to resistance of conservative deputies to the work of the Constituent Assembly. The parliament responded by denouncing Yeltsin's actions as unconstitutional and declaring Rutskoy president. About 100 deputies and several hundred armed supporters, led by Khasbulatov and Rutskoy, occupied the parliament building, also known as the White House, and refused to disband. A tense stalemate between government and rebel forces lasted several days. It was broken when rebel supporters staged an attack on the mayor's office and a television center. The government responded by shelling the parliament building and arresting the occupiers. More than 140 people died in the rebellion and its dispersal by government forces. On October 4, 1993, Rutskoy and Khasbulatov were taken prisoner and charged with inciting mass disorder. Yeltsin's victory over conservative forces was short-lived, however. The December 1993 elections gave an unexpected boost to the ultra-nationalist and Communist parties, especially the Liberal Democratic Party, led by Vladimir Zhirinovsky. In February 1994 the newly elected State Duma cleared Rutskoy, Khasbulatov, and others of charges relating to the October 1993 uprising, and it also granted amnesty to the organizers of the August 1991 coup against Soviet leader Mikhail Gorbachev. Yeltsin responded to the gains made by ultra-conservatives by declaring his willingness to run for a second term, in order to keep the presidency out of the hands of reactionaries. Yeltsin also cancelled the early presidential elections that had been scheduled for mid-1994, declaring he would serve out his full term and announcing plans for parliamentary elections in December 1995 and a presidential election in June 1996. Russia's domestic political situation remained volatile, stemming from a host of internal and external conflicts. Nationalists continued to advocate separatism in some Russian republics, and these tensions spilled over in a border conflict between two of the republics, Alania and Ingushetia. Fighting first broke out in 1992, and Russia was forced to declare a state of emergency and station troops in the affected areas. The Russian economy remained unstable, with the ruble falling more than 25 percent in September 1994, and dropping a further 22 percent in one day in October. A huge oil spill from a pipeline in the remote northern republic of Komi was reported in late October, highlighting Russia's continuing serious environmental problems and inability to set and enforce safety standards; about 730,000 barrels of oil were released in the spill. On the last day of 1994, Russian troops launched a full-scale invasion of the republic of Chechnya in southern European Russia, which had declared its independence from the Russian Federation in November 1991. A devastating, bloody conflict ensued between the armed supporters of Chechen rebel leader Dzhokhar Dudayev and Russian military forces. As casualties mounted on both sides during the first half of 1995, Yeltsin came under heavy criticism both at home and abroad for his handling of the Chechen conflict, and international agreements and aid were suspended in some cases. Relations between Russia and the West were improved somewhat in May of that year, when Russia agreed to participate in NATO's Partnership for Peace program. The Yeltsin government had previously refused the join the program in protest of NATO's plans to expand to include the former Warsaw Pact nations of Eastern Europe. In June 1995 the governments of Russia and Ukraine reached an agreement regarding the disputed ownership of the Black Sea Fleet. Both countries had laid claim to the naval fleet following the dissolution of the USSR in 1991. Under the agreement, the fleet would be divided evenly between the two countries, and Ukraine would then sell about 80 percent of its ships to Russia. However, the two countries were unable to reach a satisfactory decision regarding the status of Sevastopol', the Ukrainian city that historically served as headquarters for the fleet, because both countries wanted control over the port. Russia was also engaged in a continuing dispute with Japan over fishing rights in the Kuril Islands, which are located between the Sea of Okhotsk and the Pacific Ocean in the Russian Far East. The USSR received the Kuril Islands from Japan during World War II, but since then Japan has maintained a claim to the four southernmost islands. In March 1995 the two governments agreed to begin negotiations on the fishing issue; the talks made little progress, however, and a number of clashes took place in the region throughout the year. In June 1995 the war in Chechnya took a turn when Chechen rebels staged their first terrorist attack outside of Chechnya in the southern Russian town of Budyonnovsk. A military agreement was signed by Russian and Chechen leaders the following month, but the agreement failed to resolve the issue of Chechnya's political status, and violent incidents continued to occur. By February 1996 more than 30,000 people, including large numbers of civilians as well as Chechen rebels and Russian troops, had been killed in the conflict. The Russian government offered the Chechens autonomy within the Russian Federation but refused to allow the republic to secede. Fighting continued between government forces and Chechen rebels, who claimed that they would settle for nothing less than complete independence from Russia. Continuing criticism and impending presidential elections in Russia increased the pressure on Yeltsin to bring the Chechen war to an end. In March the Russian government announced an end to Russian combat operations in Chechnya; Yeltsin also issued a plan calling for a phased Russian troop withdrawal from parts of Chechnya and including an offer to hold indirect peace negotiations with Dudayev, the rebels' leader. However, Yeltsin still refused to grant independence to Chechnya, and hostilities continued in the region. In April Dudayev was killed in a Russian rocket attack. The growing unpopularity of both the war in Chechnya and Yeltsin's economic policies had been underscored by the legislative elections held in December 1995, in which the Communist Party won the largest share of the vote (approximately 22 percent), capturing more than one-third of the seats in the State Duma (lower house of parliament). Led by Gennady Zyuganov, the Communists campaigned on a platform of Russian nationalism and opposition to free-market reforms. Their message proved popular with many Russians who were frustrated by low living standards in Russia and nostalgic for the Soviet era. The far-right Liberal Democratic Party came in second in the elections with 11 percent of the vote; the Our Home is Russia Party, led by Prime Minister Viktor Chernomyrdin, received approximately 10 percent of the vote; and the reformist Yabloko party came in fourth with 7 percent of the vote. Of the 43 parties listed on the ballot, these 4 were the only ones that surpassed the 5 percent threshold needed to gain entry into the State Duma on party lists. The new State Duma met for the first time in January 1996, with Chernomyrdin retaining his post as prime minister. That month, Russia became the 39th nation to join the Council of Europe (CE), an international organization founded to promote human rights and democracy in Europe. The CE voted to admit Russia despite ongoing concerns about the war in Chechnya. In February, Yeltsin announced his intention to run for a second term as president. Compounding his low level of popularity were concerns among Russian citizens about Yeltsin's health; the president had been hospitalized twice in 1995 with heart problems. In late May 1996 President Yeltsin and acting Chechen president Zelimkhan Yandarbiyev, who had succeeded Dudayev, agreed to a cease-fire. In the June presidential election, neither Yeltsin nor the other leading candidate, Gennady Zyuganov of the Communist Party, received 50 percent of the vote, forcing a runoff election to be scheduled for July. Yeltsin named the third-place presidential candidate, retired General Aleksandr Lebed, his national security adviser and secretary of the Security Council in a bid to win over Lebed's supporters. In the second round of voting on July 3, Yeltsin won the election with 53.8 percent of the vote, despite his apparent fatigue and worsening heart condition; he had been under constant medical surveillance since July 1. The cease-fire in Chechnya ended shortly after Yeltsin's victory, with renewed fighting on July 9 near Groznyy. Yeltsin's inauguration August 9 was overshadowed by a further escalation of the fighting when rebel forces emerged victorious in a major offensive to retake Groznyy, which had been occupied by Russian troops since early 1995. The following day, incumbent Prime Minister Chernomyrdin, with Yeltsin's nomination, was approved by the State Duma to serve another term. General Lebed, who Yeltsin had appointed as the Russian envoy to Chechnya, entered negotiations on August 21 with the leader of the Chechen forces, Aslan Maskhadov, resulting in a new cease-fire agreement that took effect August 23. Further talks brought a peace accord in which Lebed and Chechen leaders agreed to postpone a decision on Chechnya's status until 2001. On August 31 Lebed declared an end to the war and ordered the withdrawal of Russian troops, which was completed in December. In Chechnya's presidential election in January 1997, Maskhadov was elected leader of the republic. Meanwhile, Yeltsin angrily dismissed Lebed from his posts in mid-October, citing the retired general's refusal to cooperate with Chernomyrdin and the presidential chief of staff, Anatoly Chubais. Although he returned to work in late December, he was hospitalized shortly thereafter for treatment of a severe case of pneumonia; his long absence from the Kremlin sparked a debate in the State Duma over his ability to lead the country. Yeltsin managed a comeback, however, and in early March 1997 he overhauled government, installing economic reformers in key positions. Chubais, who had steered Russia's early privatization reforms, was elevated to a first deputy prime minister and put in charge of economic policy. The other first deputy prime minister post went to Boris Nemtsov, who as governor of Nizhniy Novgorod had enacted the country's most radical free-market reforms. Yeltsin also streamlined the government by reducing the number of deputy prime ministers and abolishing several ministries, including the Ministry of Defense Industry. In late March millions of Russian workers voiced frustration with the country's economic decline by staging a nationwide strike against the government-the largest since the USSR's dissolution. On May 7 Yeltsin and Chechen president Maskhadov signed a peace treaty that formalized the earlier cease-fire and brought an official end to the war. However, a determination of Chechnya's status was again postponed until 2001, and sporadic guerrilla activites continued. In foreign affairs, Yeltsin and U.S. president Bill Clinton held a summit meeting in late March. The two leaders expressed a mutual intention of future cooperation, most notably in regard to cutbacks in nuclear weapons arsenals and NATO's planned expansion into Eastern Europe. In May Yeltsin met with leaders of the 16 NATO allies to negotiate the terms of NATO's intentions to accept new members close to Russia's borders. The result was a security agreement, called the Founding Act on Mutual Relations, with a compromise provision to create a new NATO-Russia joint council. While falling short of giving Russia a vote on NATO activities or expansion, the joint council would provide a forum for Russia to voice its concerns. In late May, after two years of stalled negotiations, the prime ministers of Russia and Ukraine agreed to settle their countries' dispute over the Black Sea Fleet. Russia had sought exclusive use of the southern Ukrainian port of Sevastopol' to base its share of the fleet. According to the terms of the accord, Ukraine and Russia are to keep their separate navies at different bays in the port, with Russia leasing its use of Sevastopol' for 20 years. Shortly after the accord was reached, the two governments signed a treaty of friendship and cooperation. |